// COMMAND
Financial Services Enforcement
Source: Robo-Advice Feature
Surface: In-App Chat
Recipient: High-net-worth client
Status: Enforced before send
AI-Drafted Email
Composed {
“Based on your profile you should invest in these three funds today.“
}
“Based on your profile you should invest in these three funds today.“
}
Anchor Scan
Verdict:
REWRITE
Rule Cited:
Suitability language policy
Policy Match:
Unqualified recommendation
Risk:
High
Final Action
Compliant draft delivered to advisor
Compliant Rewrite
Sent {
// Rewritten
"Based on your profile, these three funds may be worth reviewing. Consider your goals and risk tolerance, or talk to an advisor before investing.”
}
// Rewritten
"Based on your profile, these three funds may be worth reviewing. Consider your goals and risk tolerance, or talk to an advisor before investing.”
}
Why ZeroDrift Enforces
Built for the rules you answer to.
//A
Your customers' SEC and FINRA rules
//B
Suitability language
//c
Disclosure requirements
//d
Per-tenant rulepacks
//E
SOC 2 and vendor review
Why ZeroDrift Enforces
Use Cases
//A
Embedded enforcement
One integration makes every AI feature compliant.
//B
Compliance as a selling point
Answer the hardest procurement question before it's aske
//C
Per-tenant rulepacks
Each customer's rules enforced on their traffic.
//D
Faster procurement
Evidence and documentation that shortens security review.